基于ESG + E的城镇污水处理厂评价体系研究

doi:10.3969/j.issn.1000-5641.2025.02.013

华东师范大学学报（自然科学版） ›› 2025, Vol. 2025 ›› Issue (2): 132-140.doi: 10.3969/j.issn.1000-5641.2025.02.013

• 环境监测技术与评价分析 • 上一篇

基于ESG + E的城镇污水处理厂评价体系研究

俞辰茜¹^,²^,³^,⁴, 张翔宇¹^,²^,³^,⁴, 韦政⁵, 林剑波⁶, 何岩¹^,²^,³^,⁴^,*()

1. 华东师范大学生态与环境科学学院, 上海　200241
2. 崇明生态研究院, 上海　202162
3. 水污染防治与利用山西省重点实验室, 太原　030009
4. 自然资源部大都市区国土空间生态修复工程技术创新中心, 上海　200062
5. 上海嘉定新城污水处理有限公司, 上海　201806
6. 生态环境部太湖流域东海海域生态环境监督管理局生态环境监测与科学研究中心, 上海　200125

收稿日期:2024-02-28 接受日期:2024-12-25 出版日期:2025-03-25 发布日期:2025-03-27
通讯作者: 何岩 E-mail:yhe@des.ecnu.edu.cn
基金资助:
国家自然科学基金 (42377405, 41877477); 自然资源部大都市区国土空间生态修复工程技术创新基金 (CXZX2021B02)

Performance evaluation system of urban wastewater treatment plants based on ESG + E

Chenxi YU¹^,²^,³^,⁴, Xiangyu ZHANG¹^,²^,³^,⁴, Zheng WEI⁵, Jianbo LIN⁶, Yan HE¹^,²^,³^,⁴^,*()

1. School of Ecological and Environmental Sciences, East China Normal University, Shanghai　200241, China
2. Institute of Eco-Chongming, Shanghai　202162, China
3. Shanxi Key Laboratory of Water Pollution Prevention and Utilization, Taiyuan　030009, China
4. Technology Innovation Center for Land Spatial Eco-Restoration in Metropolitan Area (Ministry of Natural Resources), Shanghai　200062, China
5. Shanghai Jiading New City Sewage Treatment Co. Ltd., Shanghai　201806, China
6. Ecological Environment Monitoring and Scientific Research Center, Taihu Basin & East China Sea Ecological Environment Supervision and Administration Bureau, Ministry of Ecology and Environment, Shanghai　200125, China

Received:2024-02-28 Accepted:2024-12-25 Online:2025-03-25 Published:2025-03-27
Contact: Yan HE E-mail:yhe@des.ecnu.edu.cn

摘要/Abstract

摘要：

构建了一种基于ESG + E (Environment, Social, and Governance + Economy)的城镇污水处理厂评价体系, 从环境影响、社会责任、公司治理和经济效益4个维度出发, 建立了7个细化准则及20个评价指标. 采用层次分析法和模糊综合评价法构建评价模型, 并选取上海市3座城镇污水处理厂 (WWTP1、WWTP2、WWTP3) 进行绩效评价. 结果表明, WWTP1和WWTP3的整体绩效均处于优秀水平; WWTP2的整体绩效处于良好水平, 今后可采取提高污水资源化利用率, 提供多样化的员工培训机会, 完善信息公开制度等改进措施以提高污水处理厂的绩效水平. 3座城镇污水处理厂的评价结果与实际运行情况相符, 验证了所构建评价模型的准确性和科学性, 为城镇污水处理厂的绩效评价工作提供参考.

关键词: 城镇污水处理厂, 环境、社会和公司治理(ESG), 层次分析法, 模糊综合评价法

Abstract:

This study developed an evaluation system for urban wastewater treatment plants (WWTPs) based on Environment, Social, Governance, and Economy (ESG + E), encompassing four dimensions: environmental impact, social responsibility, corporate governance, and economic benefits. Seven detailed criteria and twenty evaluation indicators were developed accordingly. The analytic hierarchy process method and fuzzy comprehensive evaluation method were used to create the evaluation model, which was then used to evaluate the overall performance of three urban WWTPs in Shanghai. The results showed that WWTP1 and WWTP3 performed exceptionally well, while WWTP2 performed admirably. Recommendations for WWTP2 include improving resource utilization, diversifying employee training, and strengthening disclosure systems. The evaluation results were consistent with the WWTPs’ actual operational status, demonstrating the accuracy and scientificity of the evaluation system. This study provides a useful reference for the performance evaluation of urban WWTPs.

Key words: urban wastewater treatment plant, environment, social, and governance (ESG), analytic hierarchy process method, fuzzy comprehensive evaluation method

中图分类号:

俞辰茜, 张翔宇, 韦政, 林剑波, 何岩. 基于ESG + E的城镇污水处理厂评价体系研究[J]. 华东师范大学学报（自然科学版）, 2025, 2025(2): 132-140.

Chenxi YU, Xiangyu ZHANG, Zheng WEI, Jianbo LIN, Yan HE. Performance evaluation system of urban wastewater treatment plants based on ESG + E[J]. J* E* C* N* U* N* S*, 2025, 2025(2): 132-140.

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指标	单位	评价标准					污水处理厂
指标	单位	优秀	良好	中等	合格	不合格	WWTP1	WWTP2	WWTP3
C1 (单位水量耗电量)	(kW·h)/m³	0.20	0.25	0.30	0.35	0.40	0.28	0.30	0.35
C2 (污水资源化率)	%	50	40	30	20	10	2	100	1.3
C3 (污泥安全处置率)	%	100	80	60	40	20	100	100	80
C4 (处理后水质达标率)	%	100	99	98	97	96	100	98	100
C5 (废气处理系统或装置)	定性	10	8	6	4	2	9	10	9
C6 (尾水排放合理性)	定性	10	8	6	4	2	9	10	10
C7 (低碳运行水平评价)	定性	100	80	60	40	20	55	56	62
C8 (员工身心健康)	定性	10	8	6	4	2	9	10	8
C9 (员工薪资及福利)	定性	10	8	6	4	2	8	9	8
C10 (个人能力提升)	定性	10	8	6	4	2	8	9	7
C11 (群众满意度)	定性	10	8	6	4	2	10	10	8
C12 (信息公开)	定性	10	8	6	4	2	7	9	9
C13 (安全管理)	定性	10	8	6	4	2	10	9	9
C14 (管理职能完善程度)	定性	10	8	6	4	2	8	8	9
C15 (工艺选择合理性)	定性	10	8	6	4	2	9	10	9
C16 (智能化程度)	定性	10	8	6	4	2	8	8	9
C17 (设施设备维护)	定性	10	8	6	4	2	9	8	9
C18 (单位水量处理费用)	元/m³	0.5	1.0	1.5	2.0	2.5	1.4	1.4	1.5
C19 (单位水量药耗)	定性	10	8	6	4	2	8	7	7
C20 (设备运行维护费)	定性	10	8	6	4	2	8	8	8

目标层	准则层	权重	细化准则层	权重	指标层	权重
A (污水处理厂绩效评价)	A1 (环境影响)	0.402	B1 (能源利用与资源回收)	0.402	C1 (单位水量耗电量)	0.602
			B1 (能源利用与资源回收)	0.402	C2 (污水资源化率)	0.398
			B2 (环境治理)	0.598	C3 (污泥安全处置率)	0.217
					C4 (处理后水质达标率)	0.327
					C5 (废气处理系统或装置)	0.143
					C6 (尾水排放合理性)	0.188
					C7 (低碳运行水平评价)	0.125
	A2 (社会责任)	0.261	B3 (厂内员工)	0.564	C8 (员工身心健康)	0.312
					C9 (员工薪资及福利)	0.491
					C10 (个人能力提升)	0.197
			B4 (周边居民)	0.436	C11 (群众满意度)	1.000
	A3 (公司治理)	0.232	B5 (厂区管理)	0.427	C12 (信息公开)	0.197
					C13 (安全管理)	0.491
					C14 (管理职能完善程度)	0.312
			B6 (工艺运行与维护)	0.573	C15 (工艺选择合理性)	0.446
					C16 (智能化程度)	0.215
					C17 (设施设备维护)	0.339
	A4 (经济效益)	0.105	B7 (污水处理厂成本控制)	1.000	C18 (单位水量处理费用)	0.472
					C19 (单位水量药耗)	0.301
					C20 (设备运行维护费)	0.227

污水处理厂	评价指标	计算结果
污水处理厂	评价指标	优秀	良好	中等	合格	不合格
WWTP1	B1 (能源利用与资源回收)	0	0.241	0.361	0	0.398
	B2 (环境治理)	0.710	0.166	0.031	0.093	0
	B3 (厂内员工)	0.156	0.844	0	0	0
	B4 (周边居民)	1.000	0	0	0	0
	B5 (厂区管理)	0.491	0.411	0.098	0	0
	B6 (工艺运行与维护)	0.393	0.607	0	0	0
	B7 (污水处理厂成本控制)	0	0.622	0.378	0	0
WWTP2	B1 (能源利用与资源回收)	0	0	0	0.602	0.398
	B2 (环境治理)	0.587	0.401	0.012	0	0
	B3 (厂内员工)	0	0.901	0.099	0	0
	B4 (周边居民)	0	1.000	0	0	0
	B5 (厂区管理)	0.500	0.500	0	0	0
	B6 (工艺运行与维护)	0.277	0.723	0	0	0
	B7 (污水处理厂成本控制)	0	0.528	0.472	0	0
WWTP3	B1 (能源利用与资源回收)	0	0	0	0.482	0.518
	B2 (环境治理)	0.548	0	0.352	0.100	0
	B3 (厂内员工)	0.656	0.344	0	0	0
	B4 (周边居民)	1.000	0	0	0	0
	B5 (厂区管理)	0.344	0.656	0	0	0
	B6 (工艺运行与维护)	0.446	0.554	0	0	0
	B7 (污水处理厂成本控制)	0	0.622	0.378	0	0

基于ESG + E的城镇污水处理厂评价体系研究

Performance evaluation system of urban wastewater treatment plants based on ESG + E

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