华东师范大学学报(自然科学版) ›› 2026, Vol. 2026 ›› Issue (4): 42-50.doi: 10.3969/j.issn.1000-5641.2026.04.005

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基于梯度提升决策树的联邦学习框架

刘尧1, 杜润萌2, 陈蕾1,*()   

  1. 1. 华东师范大学 计算机科学与技术学院, 上海 200062
    2. 华东师范大学 软件工程学院, 上海 200062
  • 收稿日期:2024-03-21 出版日期:2026-07-25 发布日期:2026-07-18
  • 通讯作者: 陈蕾 E-mail:lchen@cs.ecnu.edu.cn

Gradient boosting decision tree based federated learning framework

Yao LIU1, Runmeng DU2, Lei CHEN1,*()   

  1. 1. School of Computer Science and Technology, East China Normal University, Shanghai 200062, China
    2. Software Engineering Institute, East China Normal University, Shanghai 200062, China
  • Received:2024-03-21 Online:2026-07-25 Published:2026-07-18
  • Contact: Lei CHEN E-mail:lchen@cs.ecnu.edu.cn

摘要:

提出了一种基于梯度提升决策树的高效安全的联邦学习框架, 专注于垂直联邦学习环境下的隐私保护, 能够处理特征规模完全不同或同时存在二元和连续特征的情况. 框架采用LightGBM作为梯度提升决策树, 并基于对称加密机制来保护梯度隐私. 安全分析表明, 框架不会泄露梯度隐私, 并且能有效防御数据在传输过程中被窃听或篡改的风险. 通过在生物医学数据集和常用的信用预测数据集上的实验, 验证了有效性, 结果表明在保证相同准确率的情况下, 比其他现有的基于梯度提升决策树的联邦学习框架更加高效.

关键词: 联邦学习, 梯度提升决策树, 对称加密

Abstract:

This study proposed an efficient and secure federated learning framework based on gradient boosting decision tree. It was used to protect privacy within a vertical federated learning environment and was capable of handling situations where feature scales were completely different or where binary and continuous features coexisted. This framework employed LightGBM as the boosting decision tree and used a symmetric encryption mechanism to safeguard gradient privacy. Security analysis indicated that it did not disclose gradient privacy and was effective in defending against the risks of data eavesdropping or tampering during transmission. Experiments conducted on biomedical datasets and commonly used credit prediction datasets validated the effectiveness of this framework, demonstrating higher efficiency than other existing gradient boosting decision tree based federated learning frameworks while maintaining the same level of accuracy.

Key words: federated learning, gradient boosting decision tree, symmetric encryption

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